http://forexmagnates.com/us-forex-brokers-profitability-drops-in-q1-2012-tradestation-gains-most-accounts-gft-most-profitable/ Total number of...
New name and new chairman. http://www.tradersmagazine.com/news/pipeline-new-name-aritas-securities-sec-fine-109716-1.html Pipeline Trading...
They also grabbed $450k from U.S. taxpayers: Meanwhile, Manhattan District Attorney Cyrus Vance, expanded upon a January indictment, alleging...
According to the Complaint unsealed today in Newark federal court: Beginning in late 2010, Murmylyuk worked with others to steal from online...
Yeah, the WSJ reported that this was an action brought out by a whistleblower.
Read more here: http://www.sec.gov/litigation/admin/2011/33-9271.pdf 2. The undisclosed subsidiary (the âAffiliateâ) was entirely owned...
For the affiliate, the combination of technology, its ties with Pipeline and a feel for the market, developed through constant trading against...
If [Deloitte's Shanghai unit] were to defy the [China Securities Regulatory Commission's] command and produce the workpapers directly to the SEC,...
China struggles with market regulation: http://www.reuters.com/article/2012/04/15/us-china-stocks-idUSBRE83E0FP20120415 In a brokerage lobby...
CBOE said Friday that Alexandra Albright will assume the newly-created post on April 23. She will oversee compliance procedures at CBOEâs...
Yeah, this is just one of several very recent cases involving fraud by Chinese using online brokers. See also:...
As almost every month CFTC released the capital data for US retail forex brokers (and couple of others) showing their capital and the amount of...
83. The manipulative scheme also involved wash trades (trades where there was no change in beneficial ownership), and other trading for which...
Div_Arb, Were you under Reg T or Portfolio Margin when they reduced your risk for you?
Two opposing views on options "internalization" conducted via an exchange (in this case BOX). From IB:...
Does the portfolio margin broker lien exempt fully-paid-for equities from the segregation requirement described in the Reg T example above?
HOGS Investor files lawsuit attempts to stop the buyout: On March 27, 2012, Zhongpin Inc. announced that its Board of Directors received a...
Here's what WSJ reported on the rebates: The flow of rebate payments is an area of interest in the BATS inquiry, say people familiar with the...
Haven't seen any news on what it might mean for the buyout other than this attorney's press release:...
http://online.wsj.com/article/BT-CO-20120403-715981.html By Jean Eaglesham, Jenny Strasburg and Scott Patterson Of THE WALL STREET JOURNAL...
Separate names with a comma.