FCA urges UK brokers to file for MiFID II authorization

Discussion in 'Wall St. News' started by mlawson71, Jun 21, 2017.

  1. mlawson71

    mlawson71

    The Markets in Financial Instruments Directive (MiFiD II) introduces some important changes to financial services regulation in the UK. In a notice issued on Monday, FCA encourages firms carrying out activities covered by MiFID II within the country to submit applications for MiFID II authorization by 3 July 2017.

    The UK financial regulator reminds that MiFiD II will come into effect on January 3rd 2018 and if investment firms continue to provide services covered by it in the country without the required permissions, they may face civil, regulatory and/or criminal consequences.
     
  2. All the paperwork when they are out of the EU by June 2019 and Mifid will be irrelevant..