Series 63 can I just register with anyone?

Discussion in 'Retail Brokers' started by guy990opl, Oct 2, 2018.

  1. Hello,

    about 2 years ago I passed the Series 63 exam, but then never did anything with it.

    Now it is about to expire and I really do not want to just let it expire. I found a company that does not pay a base salary, but they say I can register my license with them if I work part time ( I will find my own clients from my home ) as long as I pay for the background check. At the same time I can study for Series 6.

    QUESTION: is there a negative connotation or a downside to register your Series 63 license with " anyone " so that it does not expire ?

    Any suggestion is very appreciated since I am totally new. I wonder if there is a place or an institution where they register " anyone " since my main objective now, is to register my S63 before it expires ( Nov 2018 ).

    Thank you very much.
    Last edited: Oct 2, 2018
  2. Most BDs are not interested in having some inactive person merely "hang" their license.

    You are probably fortunate to have found one that offers to accommodate you.
    tommcginnis and trademan1 like this.
  3. trademan1


    Agree, consider yourself fortunate.
    tommcginnis likes this.